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Validity : 19th Jan'25 to 29th Jan'25
This presentation will provide:
All firms and persons acting in a fiduciary capacity with respect to a function they perform must fully understand the duties and responsibilities of serving in a fiduciary capacity, what constitutes fiduciary failure and the consequences of such failure. It is therefore imperative that fiduciaries understand the risks associated with being a fiduciary, the conditions that can give rise to a fiduciary risk event and the risk management processes that should exist to manage fiduciary risk.
EVP/SVP – Investment Management
EVP/SVP – Private Bank
Relationship Managers - Investment Management
Asset Managers - Investment Management
Relationship Managers – Private Bank
Fiduciary Business Manager
Fiduciary Risk Management Manager
Fiduciary Compliance Management Manager
Fiduciary Audit Manager
Trustee
Individuals that should attend this training are persons who serve in a fiduciary capacity as individuals or as members of a fiduciary activity within a business as well as individuals who serve in a senior management, risk management, compliance or audit oversight capacity of activities with fiduciary responsibilities. This training would also be of value to regulators who also must address businesses with fiduciary activities under their supervision. Lastly, it would also be of value to
colleges and universities with risk management as part of a degree curriculum